Endocrinology Vol. 138, No. 8 3119-3124
Copyright © 1997 by The Endocrine Society
Lack of Effect of Thyroid Hormone on Late Fetal Rat Brain Development1
Harold L. Schwartz,
M. Elizabeth Ross and
Jack H. Oppenheimer
Thyroid Research Unit, Division of Diabetes, Endocrinology, and
Metabolism, Departments of Medicine (H.L.S., J.H.O.), Cell Biology and
Neuroanatomy (H.L.S., J.H.O.), and Neurology (M.E.R.), University of
Minnesota Medical School, Minneapolis, Minnesota 55455
Address all correspondence and requests for reprints to: Jack H. Oppenheimer, M.D., University of Minnesota, Box 91-UMHC, 420 Delaware Street Southeast, Minneapolis, Minnesota 55455. E-mail:
oppen001{at}maroon.tc.umn.edu
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Abstract
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Studies were undertaken to test whether alterations in fetal brain
thyroid hormone levels during the final week of gestation can
prematurely induce gene expression in brain or affect cerebellar
morphogenesis. Pregnant dams were treated either by administration of
0.025% methimazole (MMI) in the drinking water from day 14 post
conception (PC14) or administration of 2.5 mg T4/100 g BW
on PC15. On PC21, treatment with MMI resulted in a 53% fall in fetal
brain T3 levels and excess T4 resulted in a 2-
to 3-fold increase to concentrations observed in adult brains. Neither
excess nor reduced levels of T3 caused alterations in the
expression of the myelin basic protein, Pcp-2 or calmodulin kinase IV
genes. Cerebella of control brains showed early evidence of foliation
and the presence of a several cell thick Purkinje cell layer and an
external granule layer. No treatment induced effects were evident.
Thus, at the late fetal stage in the rat, the developing brain appears
to be unresponsive to thyroid hormone despite the presence of thyroid
hormone receptors. We infer the presence of as yet unidentified factors
that suppress precocious response to thyroid hormone or the absence of
cofactors essential for such a response.
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Introduction
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THE ROLE OF thyroid hormone in mammalian
brain differentiation is well documented (1, 2, 3, 4). The best defined
animal model of thyroid hormone-dependent brain development is the
neonatal rat. Thyroid hormone plays a critical role in various aspects
of morphogenesis, regulation of specific gene expression, and
development of learning and motor skills. Deficient cellular maturation
in the cerebral cortex of hypothyroid rats is characterized by smaller
neuronal cell bodies that are more tightly packed than those in
euthyroid animals. The poor development of the neuropil in these
animals is due to diminished axonal and dendritic outgrowth,
elongation, and branching as well as reduced numbers of dendritic
spines. Inadequate cellular differentiation results in markedly reduced
synaptogenesis. Delayed proliferation and migration of granule cells
and marked stunting of the development of Purkinje cells is evident in
the hypothyroid rat cerebellum. Diminished myelination of neuronal
axons is observed in both cerebral cortex and in cerebellum. These
deficiencies of morphogenesis are presumably the basis of the failure
of normal development of learning and motor skills in the hypothyroid
animal.
Rat pups are born with a relatively undeveloped brain (4, 5). The well
documented maturational effects of thyroid hormone in the rat occur in
the early neonatal period. Many studies have characterized a critical
period, the first 23 weeks of life, during which thyroid hormone is
required for normal brain development (1, 6, 7, 8, 9, 10, 11). This period generally
corresponds to the last trimester of human pregnancy. In both
species, delay in instituting hormone replacement therapy results in
permanent structural and functional impairment.
What is less clear is the role of thyroid hormone in regulating rat
brain development during the intrauterine period. Although the major
rise in serum and tissue T3 concentration occurs during the
week after birth, both thyroid hormone (12, 13) and its specific
nuclear receptors (14, 15) were demonstrated in brains of fetal rats.
Ruiz de Ona et al. (16) also demonstrated the presence of
increasing type II 5'-iodothyronine deiodinase activity in the fetal
brain and showed that this activity is sensitive to regulation by
thyroid hormone during late gestation. These findings led to the
suggestion that thyroid hormone is necessary for normal brain
development in the fetus as it is during the early postnatal period
(12, 15, 17).
The precise mechanism by which thyroid hormone induces its effects in
the developing brain is poorly understood. It is assumed that these
effects are mediated via nuclear mechanisms. A fundamental
understanding of thyroid hormone action in the developing brain
requires an explanation of the temporal patterns of initiation and
cessation of hormone action. Such temporal patterns are clearly
important in ensuring that expression of target genes is coordinated
with the overall pattern of brain development. In this connection, we
were curious about the role of thyroid hormone levels in the initiation
of these developmental changes. Two genes, myelin basic protein (MBP)
and Purkinje cell protein-2 (Pcp-2) contain well defined thyroid
hormone response elements (TREs) and were shown to be regulated by
T3 in transfection assays (18, 19). Recently, another gene,
calmodulin kinase IV (CamK IV) was shown to be responsive to
T3 in primary cultures of rat brain cells (20). We examined
the expression of these genes as well as the pattern of cerebellar
morphogenesis in an effort to determine whether premature elevation of
thyroid hormone levels in brain during late gestation would
precociously trigger the developmental changes ordinarily produced by
the hormone in the postnatal period. In addition, we tested whether a
reduction in brain thyroid hormone levels would retard the prenatal
developmental pattern.
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Materials and Methods
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Timed pregnant rats were purchased from Harlan, Inc. (Madison,
WI). The day of appearance of sperm in the canal was taken as day 0 of
embryonic age. Hypothyroidism was induced by administration of 0.025%
methimazole (MMI) in the drinking water starting on day 14 post
conception (PC14). Calvo et al. (21) showed that
T3 concentrations in fetal brain could be efficiently
manipulated by administration of T4 to the pregnant dam.
T4 entering the fetus by transplacental transport is taken
up by the brain and locally converted to T3 by the type II
iodothyronine deiodinase. Increased T3 levels in the fetal
brain were thus achieved by a single ip injection of T4,
2.5 mg/100 g BW, to the dams on PC15. The dose of T4 was
calculated on the basis of our earlier studies (22) to maintain plasma
T4 levels in the dam at least 10-fold above the normal for
the 6-day period of the study. Control animals received injections of
the vehicle, 0.03 M NaOH. All fetuses were taken for study
on PC21, 1 day before the expected day of delivery. Dams were killed by
exsanguination under ether anesthesia. Fetuses were killed by
decapitation and blood collected from the trunk. Plasma from three to
four fetuses was pooled for assay. Brains were quickly excised, pooled
in pairs, and stored in liquid nitrogen. Animals were maintained in
accordance with the NIH Guide for the Care and Use of Laboratory
Animals. These studies were approved by the Animal Care and Use
Committee of the University of Minnesota.
Total RNA was extracted using the guanidine thiocyanate procedure
previously described (23) and stored at -80 C in 0.1 x SET to
reduce RNA degradation. The relative masses of messenger RNAs (mRNAs)
of interest were determined by Northern blot analysis. Hybridizations
were carried out overnight at 42 C with 2 x 106
cpm/ml random primer [32P]-labeled complementary DNA
probes for MBP provided by Dr. Arthur Roach (California Institute of
Technology), Purkinje cell protein-2 (Pcp-2), a gift of Dr. Harry Orr
(University of Minnesota) and calmodulin kinase IV (CamK IV) received
from Dr. Anthony Means (Duke University Medical Center). The hybridized
blots were autoradiographed using Kodak XAR-5 film (Eastman Kodak Co.,
Rochester, NY).
Brains for histological study were fixed by transcardiac perfusion with
4% paraformaldehyde in 0.1 M phosphate buffer. Whole
brains were removed, hemisected, and postfixed in paraformaldehyde for
4 h at 4 C. Tissues were then dehydrated in serial alcohols for
paraffin embedding by standard protocol. Serial sagittal sections of 7
µm were cut from each block and every third section was mounted on
Vectabond (Vector Labs, Burlingame, CA) coated slides. Sections were
then histochemically stained with hematoxylin and eosin.
Weighed portions of brain were extracted for measurement of
T3 and T4 content as described by Morreale de
Escobar et al. (17) with the modification that pooled
aqueous samples were not further purified through resin columns.
Recovery of extracted iodothyronine was generally 6070%. Plasma and
tissue T3 was assayed by the RIA method of Surks et
al. (24). Plasma T4 concentrations were measured by
the Abbott fluorescence polarization immunoassay in the Clinical
laboratories of the University of Minnesota Hospital.
Total brain DNA was assayed by the Burton procedure as modified by
Giles and Meyers (25), total RNA as described by Fleck and Munro (26),
and total protein by the method of Lowry et al. (27).
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Results
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Maternal plasma T4 and T3 concentrations,
summarized in Table 1
, were measured at the end of the
study on day 21 post conception. Plasma T4 in the
T4-treated dams was 23.4 ± 0.9 µg/dl, nine times
the control value of 2.7 ± 0.3 µg/dl. Maternal plasma
T3 concentrations were also significantly
(P < 0.05) increased from 0.42 ± 0.13ng/ml to
2.85 ± 0.86 ng/ml, presumably the result of peripheral
deiodination of the increased T4 levels. As expected, MMI
treatment effectively reduced both plasma T4 and
T3 levels.
Plasma and brain T3 concentrations in the fetuses clearly
reflected the treatment regimens (Table 2
). Plasma
T3 was one-third the normal concentration in the
MMI-treated fetuses (0.03 ± 0.003ng/ml vs. 0.09
± 0.01ng/ml) and increased by a factor of two (0.18 ± 0.02ng/ml)
in fetuses of dams who received T4. The T3
concentration in brain in the T4-treated group of fetuses
was raised to 1.24 ± 0.19 ng/g from 0.47 ± 0.03 ng/g in the
control group. This is approximately the concentration measured in the
brains of the normal dams (Table 2
). A similar range of values for
T3 in untreated adult rat brain was reported by others (17, 21). Concentrations of T3 in the MMI-treated group were
half those in the control group. All differences from normal were
statistically significant (P < 0.05).
Fetal body weight appears to be sensitive to the treatments, whereas
brain weight was not affected (Table 3
). MMI treatment
resulted in a 17% reduction in body weight and excess T4
in an 11% increase. Because brain weight was unchanged, the organ/body
weight ratios were proportionally shifted in the inverse direction.
Similarly, a lack of effect of T3 concentration on cellular
proliferation and differentiation in brain at this stage of development
was reflected in the absence of any difference among these groups in
brain total DNA, total RNA or protein (Table 4
).
We examined, by Northern analysis, the relative concentrations of two
mRNAs, MBP and Pcp-2, that were shown to be direct targets of thyroid
hormone action (18, 19). The ontogeny of their expression is clearly
delayed in postnatal hypothyroid pups (28), and excess hormone is
reported to accelerate expression of myelin basic protein (29, 30).
They also represent genes that are specifically expressed in different
cells, MBP in oligodendroglia (Fig. 1A
) and Pcp-2 (Fig. 1B
) in cerebellar Purkinje cells. Samples of RNA from the adult females
were included to demonstrate the degree of change in gene expression
seen during normal development. With overexposure of the gels, a weak
signal could be detected for MBP in the fetal brains (Fig. 1A
), whereas
none was observed for Pcp-2 (Fig. 1B
). Neither MBP nor Pcp-2 mRNA
concentrations in fetal or adult brains were affected by altering brain
T3 levels. The lack of effect of thyroid hormone on these
genes in the adult brain was previously reported (28, 31).

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Figure 1. Northern blots of total RNA from fetal brains
taken at day 21 post conception from pregnant dams treated as described
in the legend to Table 1 : A, MBP; B, Purkinje cell protein-2; and C,
Calmodulin kinase IV. Each lane contains 10 µg of total RNA extracted
from a pool of two brains. Total RNA from individual brains of treated
adult dams were included to demonstrate the increase in expression of
these genes observed in the mature organ.
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Recent reports (20, 32) suggested that the CamK IV gene, expressed in
various neuronal cell types in cerebrum and cerebellum at different
stages of brain development, may also be regulated by thyroid hormone.
In agreement with Sakami et al. (33), a weak signal was
evident in the fetal samples and was increased in intensity in the
adult brains (Fig. 1C
). As with the other mRNAs tested, there was no
evidence of any consistent effect of altered thyroid state in either
the fetal or adult stages .
Cerebella of hypo and hyperthyroid fetuses were morphologically
indistinguishable from age-matched euthyroid controls at PC21 (Figs. 2
and 3
). The several cell thick Purkinje
cell layer (PCL), as well as the external granule layer (EGL) were
apparent, as was the early appearance of cerebellar foliation. As in
controls, cerebellar foliation was more advanced medially (Fig. 2
) than
laterally (Fig. 3
) in the anlage of treated animals.
There was no apparent difference in the thickness of the EGL, or degree
of maturation of the internal granule layer, small cells emerging just
below the PCL, which at this age is only starting to emerge. Similarly,
the appearance of migrating cells through the molecular layer of the
developing cerebellar cortex was equivalent in treated and control
fetuses. Thus, at the late fetal stage the developing cerebellum
appears to be resistant to reduced or excess thyroid hormone levels,
without evidence of altered maturation of granule cells in particular.
This is consistent with the lack of expression of mature neuronal and
glial markers in T3-treated animals at PC21.

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Figure 2. Histological appearance of rat cerebellum at day
21 post conception. Shown are sagittal sections taken from
approximately the same level in the medial cerebellum of rats treated
with vehicle alone (A); thyroxine (B); or methimazole (C) as described
in the Legend to Fig. 1 . Following anesthetization, animals were
individually perfused transcardially with 4% paraformaldehyde. Brains
were removed and postfixed, dehydrated in serial alcohols, embedded in
paraffin, and thin sections (7 µm) were cut before staining in
hematoxylin and eosin. Arrows indicate the EGL and PCL.
In all three treatment conditions, the stage of development and
cytoarchitecture of the cerebellum are indistinguishable at this fetal
stage. Foliation is well underway, with the major lobules already
apparent. The EGL is well populated and granule neurons are just
beginning to migrate from this secondary germinal zone to move passed
Purkinje neurons and establish the internal granular layer.
Magnification 4x. Size bar in A, 500 µm.
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Discussion
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Our studies were directed to the question of whether thyroid
hormone alone, in the presence of its specific nuclear receptors, is
sufficient to induce early expression of target genes in the fetal rat
brain. The concept that a surge in T3 production plays a
decisive role in initiating developmental processes has been accepted
in the study of amphibian metamorphosis (34). Tadpoles continue to grow
but fail to undergo metamorphic differentiation in the absence of
thyroid hormone (35). Moreover, administration of thyroid hormone can
induce precocious metamorphosis (36). In contrast, the results of the
present study provide no evidence that an increase in the level of
thyroid hormone in the fetal rat brain, even in the presence of
specific receptors, is sufficient to initiate the developmental
process.
We chose as endpoints of hormone response two genes known to be
regulated by thyroid hormone in the postnatal period, MBP and Pcp-2
(28, 31). Functional thyroid hormone response elements are present in
the promoter regions of myelin basic protein (18) and Pcp-2 (19),
indicating these genes may be direct targets of thyroid hormone
regulation. These genes, expressed in oligodendroglia and Purkinje
cells, respectively, begin in normal rat pups to be expressed following
birth and their mRNAs reach adult levels by about postnatal day 20. The
presence of T3-nuclear receptors in both these cell types
was demonstrated by Carlson et al. (37). In hypothyroid rat
pups, there is a clear delay of 12 days in the onset of expression of
these genes, and maximum mRNA levels are also attained later than in
normal pups (28). Despite the presence of excess T3 in the
brain for the last 6 days of gestation, we observed no precocious
induction of expression of either gene. Fetal brain T3
levels in T4-treated fetuses were raised to those measured
in adult brains. A similar rise in euthyroid pups during the postnatal
period is responsible for the normal development of the brain,
including increased expression of the Pcp-2 and MBP genes and the
well-described T3-dependent morphological maturation of the
cerebrum and cerebellum. A recent study by Krebs et al. (20)
suggested that mRNA levels of the CamK IV gene are regulated by
T3. They reported that the level of this mRNA and its
protein product were induced by T3 in rat telencephalon
cell cultures. Whether this involves direct interaction between the
T3-thyroid hormone receptor complex and a
T3-responsive element on this gene is unknown. Under any
circumstance, we were unable to observe any hormonal effect on this
gene during the prenatal period.
In addition to the lack of effect of thyroid hormone on gene
expression, we also observed no differences in morphological
development. Many reports have demonstrated the importance of thyroid
hormone to the normal morphogenetic development of the brain (for
reviews see Refs. 1, 3, 4, 38). Excess hormone in the neonatal period
leads to an early decline in the rate of cell formation in the
germinative zones of the brain, resulting in a deficit of cells in both
forebrain and cerebellum. DNA content, a reflection of cell number, was
unaltered by the presence of either excess or insufficient hormone. RNA
and protein content, measures of cellular differentiation, similarly
were normal. Of course, localized effects might not be sufficient to be
reflected by these measurements in the whole brain.
In the cerebellum, neonatal hypothyroidism results in persistence of
the EGL and slowed migration of granule cells into the internal granule
layer. Conversely, hyperthyroidism is associated with accelerated
maturation of cerebellar neonatal EGL cells with resultant premature
withdrawal of cells from proliferation and reduced cell numbers overall
(39, 40, 41). In contrast to these postnatal effects, the present results
indicate that, at least in the fetal cerebellum, cells are not yet
competent to respond to alterations in thyroid hormone levels, despite
the presence of thyroid hormone receptors. This is consistent with the
observations of Alder et al. (42) in which granule cells
isolated from the embryonic rhombic lip were found to be incapable of
differentiating into granule neurons until cocultured with EGL cells
from the postnatal cerebellum. Hence, in the environment of the
postnatal EGL an important change occurs in the ability of granule
precursors to respond to external signals governing their proliferation
and differentiation, and this apparently includes responses to thyroid
hormone. Similarly, Barres et al. (43) have reported that
OZ-A cells, the precursor cells that differentiate into
oligodendroglia, are unresponsive to thyroid hormone. They found these
cells must proceed through at least several cycles of mitotic division
before they gain sensitivity to thyroid hormone.
Although it is difficult to simulate the integrated T3
occupancy of receptors in the fetal brain that is present in the
postnatal rat, our results show that the levels of T3
attained at the end of the treatment period were similar to those
achieved spontaneously in the postnatal brain. The dose of
T4 administered was clearly sufficient to produce marked
increases in maternal plasma hormone levels throughout the period of
study. After 6 days, maternal plasma T4 and T3
were still approximately 9- and 7-fold, respectively, above the normal
control levels. Presumably, concentrations of both hormones were even
higher at earlier times following the injection of T4 (22).
Fetal plasma T3, in contrast, was only twice the normal
concentration likely a result of both limited transplacental passage
and rapid placental clearance of T3 (44, 45). Although
fetal plasma and brain T4 levels could not be measured by
the assay available to us, they were obviously raised sufficiently in
the fetuses of T4-treated dams to allow increased local
production of T3 in the fetal brains. The level attained
approximates that in normal adult brains and, we would assume,
sufficient to produce the known postnatal effects of the hormone on
brain differentiation in the early neonatal period.
The basis of the observed effect of altered thyroid state on fetal body
weight is unclear. Calvo et al. (46) found no effect of
either methimazole treatment or excess hormone on fetal body weight
during the same period of late gestation as examined in our study. In
contrast, others found in rats that maternal hypothyroidism causes
reduced fetal body weight despite normally functioning fetal thyroid
glands (17, 47, 48). Bonet and Hererra (48) and Porterfield and
Hendrich (47) concluded this was not a direct effect of insufficient
hormone in the fetus but more likely secondary to the maternal
hypothyroidism. Further studies are required to clarify the basis of
these differences.
The principal findings in the present studies are (1) that prenatal
elevation of thyroid hormone fails to induce the expression of
T3-sensitive genes or to accelerate cerebellar
morphogenesis and (2) that methimazole-induced hypothyroidism fails to
retard cerebellar development. We interpret the first of these
observations to signify that target genes that respond in the postnatal
state to thyroid hormone are not sensitive to the action of the hormone
in the prenatal state. Further, because the reduction of thyroid
hormone by methimazole fails to delay cerebellar development during the
prenatal period, thyroid hormone may not be important in prenatal
development of cerebellum.
It may be of interest to speculate on the mechanism that allows
specific genes to respond to thyroid hormone in the postnatal but not
in the prenatal state. Such an effect could be mediated by the absence
of a positive cofactor, essential for thyroid hormone gene regulation.
Alternatively, such a factor could function in a negative fashion to
suppress gene regulation by thyroid hormone.
With regard to the first possibility, we previously speculated that the
effects of thyroid hormone in the central nervous system are mediated
specifically by the TRß1 receptor isoform (23). The level of this
isoform in brain appears to be extremely low in the prenatal state (23, 49). However, shortly after birth there is a striking increase in
TRß1, so that it accounts for about one-third of the total receptors
in the adult brain (49). However, recent studies by Forrest et
al. (50) have shown that mice in which the TRß gene has been
deleted by homologous recombination show remarkably few neurological
deficits . Moreover, recent studies in our laboratory with the
TRß-null mouse revealed no difference in the ontogeny of expression
of MBP or Pcp-2 mRNA when compared with the wild-type (51). These
findings effectively eliminate the possibility that the delayed effect
of T3 is due to the late appearance of TRß1.
More recent observations in our laboratory have raised the alternative
possibility that prenatal effects of thyroid hormone are effectively
blocked by coexisting suppressor proteins. These studies demonstrated
the presence of nucleoproteins in brains of fetal rats that bind to an
upstream region of the Pcp-2 gene encompassing the TRE. These proteins
disappear in the postnatal state (52). Studies are currently in
progress to determine the nature and function of these
nucleoproteins.
Lastly, the findings reported in this communication emphasize the
generalization that the presence of T3 and thyroid hormone
receptors in a prenatal tissue does not establish a functional role for
T3 in such tissue. Neither, of course, do our findings rule
out such a role.
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Footnotes
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1 This research was supported by NIH Grants RO1-DK 19812 (to J.H.O.)
and NS-31318 (to M.E.R.). 
Received March 7, 1997.
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