Endocrinology Vol. 138, No. 9 3901-3911
Copyright © 1997 by The Endocrine Society
Dissection of the Molecular Mechanism of Action of GW5638, a Novel Estrogen Receptor Ligand, Provides Insights into the Role of Estrogen Receptor in Bone1
T. M. Willson,
J. D. Norris,
B. L. Wagner,
I. Asplin,
P. Baer,
H. R. Brown,
S. A. Jones,
B. Henke,
H. Sauls,
S. Wolfe,
D. C. Morris and
D. P. McDonnell
Glaxo Wellcome Research and Development (T.M.W., P.B.,
H.R.B., S.A.J., B.H., H.S., S.W., D.M.), Research Triangle Park, North
Carolina 27709; and the Department of Pharmacology and Cancer Biology,
Duke University Medical School (J.D.N., B.L.W., I.A., D.P.M.), Durham,
North Carolina 27710
Address all correspondence and requests for reprints to: Dr. D. P. McDonnell, Department of Pharmacology and Cancer Biology, Box 3813, Duke University Medical School, Durham, North Carolina 27710. E-mail:
McDon016{at}acpub.duke.edu
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Abstract
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The estrogen receptor (ER) mixed agonists tamoxifen and raloxifene have
been shown to protect against bone loss in ovariectomized rats.
However, the mechanism by which these compounds manifest their activity
in bone is unknown. We have used a series of in vitro
screens to select for compounds that are mechanistically distinct from
tamoxifen and raloxifene in an effort to define the properties of an ER
modulator required for bone protection. Using this approach, we
identified a novel high affinity ER antagonist, GW5638, which when
assayed in vitro functions as an ER antagonist,
inhibiting the agonist activity of estrogen, tamoxifen, and raloxifene
and reversing the "inverse agonist" activity of the pure
antiestrogen ICI182,780. Thus, GW5638 appears to function as an
antagonist in these in vitro systems, although in a
manner distinct from other known ER modulators. Predictably, therefore,
GW5638 alone displays minimal uterotropic activity in ovariectomized
rats, but will inhibit the agonist activity of estradiol in this
environment. Unexpectedly, however, this compound functions as a full
ER agonist in bone and the cardiovascular system. These data suggest
that the mechanism by which ER operates in different cells is not
identical, and that classical agonist activity is not required for the
bone protective activity of ER modulators.
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Introduction
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THE HUMAN estrogen receptor (ER) is a
member of the nuclear receptor superfamily of transcription factors
(1). In the absence of hormone it resides in the nucleus of target
cells in a transcriptionally inactive state. Upon binding ligand, ER
undergoes a conformational change, initiating a cascade of events
leading ultimately to its association with specific regulatory regions
within target genes (2). The ensuing effect on transcription is
influenced by the cell and promoter context of the DNA-bound receptor
(3, 4, 5, 6). It is in this manner that the physiological ER agonist,
estradiol, exerts its biological activity in the reproductive,
skeletal, and cardiovascular systems (7, 8, 9). In addition to these
activities, estrogen has been shown to function as a mitogen in most
ER-positive breast cancer cells. Thus, treatment regimens that include
antiestrogens, synthetic compounds that oppose the actions of estrogen,
have been effective clinically in halting or delaying the progression
of the disease (10, 11). The availability of these synthetic ER
modulators and subsequent dissection of their mechanisms of action have
provided useful insights into ER action. One of the most studied
compounds in this regard is tamoxifen (10). This compound functions as
an antagonist in most ER-positive breast tumors, but displays a
paradoxical agonist activity in bone and the cardiovascular system and
partial agonist activity in the uterus (12, 13, 14). Thus, the
agonist/antagonist activity of the ER-tamoxifen complex is influenced
by cell context. This important observation is in apparent
contradiction to long-standing models that hold that ER only exists in
the cell in an active or an inactive state (7). It suggests instead
that different ligands acting through the same receptor can manifest
different biologies in different cells. Definition of the mechanism of
this selectivity is likely to advance our understanding of processes
such as tamoxifen resistance, which is observed in most ER-containing
breast cancers, where abnormalities in ER signaling are implicated
(15).
Using an in vitro approach, we and others have determined
the likely mechanism for the cell-selective agonist/antagonist activity
of tamoxifen (3, 4, 5, 6). Importantly, it was shown that tamoxifen induces a
conformational change within the ER distinct from that induced by
estradiol (5, 16). Furthermore, determination of the sequences within
ER required for transcriptional activity indicated how these specific
ligand-receptor complexes were differentially recognized by the
cellular transcriptional machinery. Specifically, it was shown that ER
contains two activation domains, AF-1 (activation function-1) and AF-2,
that permit its interaction with the transcription apparatus. The
relative contributions of these AFs to overall ER efficacy differ from
cell to cell (3, 5, 6). Estradiol was determined to function as both an
AF-1 and an AF-2 agonist, in that it exhibited maximal activity
regardless of which AF was dominant in a given cellular environment.
Tamoxifen, on the other hand, functions as an AF-2 antagonist,
inhibiting ER activity in cells in which AF-2 is required or is the
dominant activator (3, 5, 6). Conversely, tamoxifen functions as an
agonist when AF-1 alone is required (5, 6). Subsequently, based on
their relative AF-1/AF-2 activities, we were able to define four
mechanistically distinct groups of ER modulators: full agonists
(i.e. estradiol), two distinct classes of partial agonists
represented by tamoxifen and raloxifene, and the pure antagonists, of
which ICI182,780 is a representative member (5, 6). These results
provide a mechanistic explanation for the observed differences in the
biological activities of some ER modulators and indicate that the
mechanisms by which ER operates in different tissues were not
identical. Interestingly, the agonist activity exhibited by ER
modulators, such as estrogen and tamoxifen, in these in
vitro systems reflected their activities in the reproductive
tracts of whole animals. This correlation did not extend to bone,
however, where estradiol, tamoxifen, and raloxifene, which display
different degrees of AF-1/AF-2 agonist activities, all effectively
protected against bone loss in the ovariectomized (OVX) rat model.
Thus, with the exception of the steroidal pure antiestrogens
(i.e. ICI182,780), all known classes of ER modulators appear
to protect against bone loss in humans and relevant animal models,
whereas they display different degrees of estrogenic activity in other
tissues (8, 13, 17, 18, 19). It appears, therefore, that there is some
unique feature of these compounds that alone is sufficient for bone
protection, but insufficient for activity in other cells. This suggests
that ER is used in different ways in various target cells, and that
dissection of the underlying pathways responsible for this activity may
permit the development of tissue selective ER modulators.
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Materials and Methods
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Biochemicals
DNA and modification enzymes were obtained from Boehringer
Mannheim (Indianapolis, IN), New England Biolabs (Beverly, MA), or
Promega Corp. (Madison, WI). General laboratory reagents and
17ß-estradiol were purchased from Sigma Chemical Co. (St. Louis, MO).
ICI182,780 was a gift from Dr. Alan Wakeling (Zeneca Pharmaceuticals,
Macclesfield, UK). Raloxifene was a gift from Dr. Eric Larson (Pfizer
Pharmaceuticals, Groton, CT). 4-Hydroxytamoxifen was a gift from Ligand
Pharmaceuticals (San Diego, CA). GW5638 and GW7604 were prepared as
described previously (20).
Cell culture and cotransfection assays
HepG2 cells were maintained in MEM (Life Technologies, Grand
Island, NY) plus 10% FCS (Life Technologies). Cells were plated in
24-well plates (coated with gelatin) 24 h before transfection. DNA
was introduced into the cells using Lipofectin (Life Technologies).
Briefly, triplicate transfections were performed using 3 µg total
DNA. For standard transfections, 500 ng pCMV-ßGAL (normalization
vector), 1500 ng reporter (variable), and 1000 ng receptor (pRST7-hER)
(21) were used for each triplicate. Incubation of the cells with
Lipofectin proceeded for 3 h, at which time medium was removed,
and cells were washed with PBS and then induced with the appropriate
hormone diluted in phenol red-free medium containing 10%
charcoal-stripped calf serum (Hyclone, Logan, UT). Incubation with
hormone continued for 48 h, after which cells were lysed and
assayed for luciferase and ß-galactosidase activity as previously
described (22).
Uterotropic assay in immature rats
Twenty-one-day-old female Sprague-Dawley rats (3035 g) were
obtained from Taconic Laboratories (Germantown, NY). Animals were
sorted randomly into treatment groups of five, and average weights were
recorded for each treatment group. Weights were recorded on each
treatment day. GW5638 or tamoxifen was prepared in 100% ethanol as a
10-fold stock solution and stored at -70 C until the day of treatment.
On the treatment day, drug was diluted in 0.5% methyl-cellulose, with
a viscosity of 2% at 25 C (400 centipoises; Sigma). Oral treatment by
gavage was based on a total volume of 10 ml/kg BW. Estradiol (Sigma)
was prepared in sesame oil, mixed in a glass homogenizer (either
dissolved or in suspension), aliquoted, and frozen at -70 C until
administration. Subcutaneous treatment was based on a total of 2 ml/kg
BW. Animals were gavaged (GW5638) or injected (estradiol) for 3 days.
On day 4, animals were killed by CO2 asphyxiation, body
weights were obtained, and uteri were removed, blotted, and weighed.
Data were expressed as uterine weight per BW.
Bone mineral density (BMD) studies
Animal preparation.
Sprague-Dawley rats, 90 days of age,
were anesthetized with isofluorane (4% induction, 2% maintenance),
OVX or sham operated, and randomly assigned to groups (n = 7)
treated from days 128 postsurgery by oral gavage with vehicle alone,
estradiol, or GW5638 in 0.5% methyl-cellulose. At death, animals were
killed with CO2, body weights were recorded, and uteri were
removed and weighed. Uterus, vagina, and mammary tissue were fixed in
10% neutral buffered formalin. Samples for histological processing
were taken from the midpoint of each uterine horn. Tissue samples were
embedded in paraffin, stained with hematoxylin and eosin, and evaluated
microscopically by a board-certified veterinary pathologist. Lumbar
vertebrae (L1L4) and both left and right tibiae were excised. Total
blood cholesterol was measured (Roche Biomedical Laboratories, Palo
Alto, CA).
Dual energy x-ray absorptiometry.
A Hologic QDR-2000 bone
densitometer with a regional high resolution software package was used
for dual energy x-ray absorptiometry. Default scan length, width, line
spacing, and point resolution were set at 2, 0.75, 0.01, and 0.005 in.,
respectively. The densitometer was calibrated daily using a
hydroxyapatite spine platform. Excised tibiae were placed in a 1-cm
deep water bath with tibia and fibula positioned horizontally. For
in vivo scans, rats were anesthetized with isofluorane and
placed in a supine position with the spine parallel to the long axis of
the densitometer table. The scan leg was taped in position parallel to
the long axis of the table, and the tibia was scanned to the junction
with the femur. A region of interest in the tibia was analyzed with
subregional software, focusing on a 2-mm wide zone beginning 3 mm
distal to the growth plate.
Peripheral quantitative computed tomography (QCT).
Computed
tomography scans were performed on a peripheral QCT (XCT-960A, Norland,
White Plains, NY). Four- to 5-mm sections were scanned with a voxel
size of E (0.148 mm) and a step of 0.5 mm. A 3- to 5-mm section distal
to the growth plate was analyzed using contmode, 2/peelmode,
5/cortmode. Measurements of total, trabecular, and cortical BMDs were
obtained. The excised tibiae were placed in a 1-cm deep water bath with
the tibia and fibula positioned horizontally to ensure that the bone
could be scanned vertically. Rats were anesthetized with isofluorane,
and the leg was positioned so that the image of the femur-tibia and
tibia-fibula junctions on scout view could be located and used as
landmarks for computed tomography scans.
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Results
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Identification of novel ER modulators
Previously, we reported on the development and application of a
series of in vitro screens that permit the classification of
ER modulators into four mechanistically distinct groups (6).
Specifically, we reconstituted an assay in liver HepG2 cells in which
the ability of a compound to regulate the transcriptional activity of
the estrogen-responsive complement 3 (C3) promoter is evaluated in the
presence of either wild-type ER (ERwt) or a receptor mutant, ER-TAF1,
in which the AF-2 function has been destroyed. Using these assays, we
have been able to derive fingerprints of known ER modulators (5).
Although these are artificial assays and do not reflect exactly the
environment of ER in vivo, the performance of compounds in
these assays is sufficient to separate them into groups, each of which
manifests unique activities in vivo. In this study, we used
these assays to screen for novel ER modulators.
We have recently synthesized a series of novel
triphenylethylene-derived ER ligands (20). Preliminary analysis of
these compounds in vivo indicated that the relative
activities of these compounds in bone and uterus were not identical,
reflecting possible mechanistic differences (20). Consequently, we
performed a blinded assay of these compounds on ERwt in HepG2 cells on
the C3 promoter and determined that all but two compounds were
mechanistically indistinguishable from tamoxifen (Norris, J. D., and D.
P. McDonnell, unpublished results). Two compounds, however, GW5638 and
GW7604, demonstrated a sufficiently different profile in this system
from other ER ligands to warrant further investigation. Interestingly,
these compounds are structurally identical to each other, except that
GW7604 is the 4-hydroxylated version of GW5638 (Table 1
). Using an in vitro competitive
radioligand binding assay, we demonstrated that both of these compounds
exhibit high affinity ER interactions. Specifically, GW5638 and GW7604
demonstrated Ki values of 50.4 ± 5.4 and 15.5 ±
1.4 nM, respectively. Under the same conditions
17ß-estradiol was shown to have a Ki value of 6.3 ±
0.4 nM. Although we have not studied the metabolism of
GW5638, it is likely that it is converted to the higher affinity
compound GW7604 in vivo in the same manner as tamoxifen is
converted to the higher affinity metabolite 4-hydroxytamoxifen (23). A
comparison of the agonist activity of these compounds to representative
members of each of the four established groups of ER ligands is shown
in Fig. 1A
. In this assay, tamoxifen acts as a partial
agonist of ER when assayed on the C3 promoter, achieving 45% the
efficacy of estradiol. When analyzed in the same manner, raloxifene and
the pure antagonist ICI182,780 do not demonstrate agonist
activity, but inhibit the basal transcriptional activity of
the C3 promoter. Recently, we have determined that the
basal activity of the C3 promoter is ER dependent, although ligand
independent (24). As both raloxifene and ICI182,780 inhibit
ligand-dependent and -independent activation of ER, they appear to be
operating as inverse agonists in this environment. However, both GW5638
and its putative metabolite GW7604 do not demonstrate any agonist or
antagonist activity on this promoter, displaying a fingerprint
previously unrecognized. We concluded that in an environment in which
tamoxifen displays partial agonist activity, the tamoxifen analogs
GW5638 and GW7604 are functionally inactive.

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Figure 1. GW5638 is mechanistically distinct from known
classes of ER modulators. The human C3 promoter (-1807 to +58) fused
to the firefly luciferase reporter gene was transfected along with an
expression plasmid containing ERwt (A) or a mutated ER in which the
AF-2 function had been disrupted (ER-TAF1) into HepG2 cells (B) and
tested for transcriptional activation in the presence of increasing
concentrations of ER modulator, as indicated. Transfections were
normalized for efficiency and cell number by cotransfecting an
expression plasmid containing ß-galactosidase. The normalized
response was obtained by dividing light units by the activity of
ß-galactosidase as measured in an enzymatic assay. Triplicate
transfections were performed. These data shown are representative of
multiple experiments performed under similar conditions.
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Although raloxifene and ICI182,780 behave analogously on ERwt, they are
mechanistically distinct (5, 25, 26). When assayed on a mutant ER
(ER-TAF1), in which the AF-2 activation sequence has been disrupted,
raloxifene behaves like tamoxifen, exhibiting 40% the agonist activity
of estradiol (Fig. 1B
). In this assay ICI182,780, GW 5638, and GW7604
are functionally inactive. These data indicate that GW5638 (and
GW7604), function in a manner distinct from that of the previously
defined classes of ER mixed agonists and antagonists (5). One possible,
although unlikely, explanation for these initial results is that the
compounds were metabolized (or in some way prevented from binding to
the receptor), thus explaining their inactivity in this assay. This
issue was addressed by assessing the abilities of GW5638 and GW7604 to
inhibit the agonist activity of estradiol and tamoxifen exhibited on
ERwt and ER-TAF1, respectively, and to reverse the inverse agonist
activity of ICI182,780. As shown in Fig. 2A
, estradiol
functioned as a full agonist, and tamoxifen functioned as a partial
agonist on ERwt when assayed on the C3 promoter in HepG2 cells.
Importantly, the agonist activity manifested by either tamoxifen or
estradiol was inhibited by both GW7604 and GW5638. Thus, these
compounds were functioning as antagonists on the receptor in a manner
distinct from that of tamoxifen. We performed a similar analysis using
ER-TAF1 in place of ERwt (Fig. 2B
). As expected, both GW5638 and GW7604
were capable of inhibiting estradiol- and tamoxifen-induced ER-TAF1
transcriptional activity. Interestingly, raloxifene exhibited partial
agonist activity on ER-TAF1 (Fig. 1B
), an activity that was inhibited
by both GW5638 and GW7604 (Norris, J. D., and D. P. McDonnell,
unpublished results). Cumulatively, the data presented to date indicate
that GW5638 and its putative in vivo metabolite, GW7604, are
mechanistically unique ER modulators that do not display agonist
activity in vitro, but can inhibit the agonist activity of
estradiol, tamoxifen, and raloxifene. Although their profiles in some
of these assays resemble that of the pure antagonist class of ligands,
these compounds are distinct from steroidal antagonists such as
ICI182,780 as they do not display inverse agonist activity (Fig. 1A
).
To confirm that GW5638 and GW7604 were mechanistically distinct from
ICI182,780, we measured the ability of these compounds to reverse the
inverse agonist activity demonstrated by ICI182,780. The results of
this analysis are shown in Fig. 2C
. Specifically, we observed that the
basal activity of the human C3 promoter was suppressed 10-fold upon the
addition of ICI182,780 and that this could be completely reversed by
coaddition of GW7604 and partially reversed by GW5638. One possible
explanation for the mechanistic differences observed is that GW5638 and
GW7604 interact with ER and inhibit its ability to interact with DNA.
This was addressed using a modified ER (ER-VP16) to report on the
nuclear localization and the DNA binding status of ER within a cell
after ligand binding. This modified protein behaves exactly like ER in
all respects except that it activates transcription upon interaction
with an estrogen response element independent of the nature of the
bound ligand (5). Using this reagent we have shown that all classes of
ER ligands, including ICI182,780, GW5638, and GW7604, facilitate
efficient interactions of ER with target DNA (5) (Asplin, I., and D. P.
McDonnell, unpublished results). Thus, we conclude that GW5638 and
GW7604 interact with ER in vivo and demonstrate a
pharmacology distinct from that of other known ER modulators. It is
implied, therefore, that the unique properties of GW5638 and GW7604 are
manifest at some step downstream of DNA binding. Because of the unique
properties of these compounds, a series of whole animal studies to
examine their activities in the skeletal, cardiovascular, and
reproductive systems was initiated.

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Figure 2. GW5638 and GW7604 oppose the agonist activity of
estradiol, the partial agonist activity of tamoxifen, and the inverse
agonist activity of ICI182,780. A, The ability of GW5638 or GW7604 to
inhibit the agonist activity of 10-8 M
17ß-estradiol or the partial agonist activity exhibited by
10-8 M tamoxifen was assessed in HepG2 cells
transfected with ERwt. B, The ability of GW5638 or GW7604 to inhibit
the agonist activity of 10-8 M 17ß-estradiol
or the partial agonist activity exhibited by 10-8
M 4-hydroxytamoxifen was assessed in HepG2 cells
transfected with ER-TAF1 (5). C, Both GW5638 and GW7604 can inhibit the
inverse ER agonist activity of ICI182,780 (ICI) manifest on the C3
promoter when assayed in HepG2 cells at the concentrations indicated.
Transfections were normalized for efficiency and cell number by
cotransfecting an expression plasmid containing ß-galactosidase. The
normalized response was obtained by dividing light units by the
activity of ß-galactosidase as measured in an enzymatic assay.
Representative assays are shown in which triplicate transfections were
performed. Error bars represent the SEM.
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The ER antagonist GW5638 prevents ovariectomy-induced bone loss in
rats
There is now strong evidence that both tamoxifen and raloxifene
prevent bone loss in preclinical models of postmenopausal osteoporosis
(13, 19). However, the mechanisms of action of these compounds in bone
have not yet been defined. The fate of bone in the patients treated
with the pure antagonist ICI182,780 is unclear at the present time,
although data from preclinical rat models suggest that it is not an
agonist in this tissue (27). This has led to the hypothesis that the
partial agonist activity of tamoxifen and raloxifene is required for
bone protection (13, 19). Our previous work demonstrating that both
tamoxifen and raloxifene can function as equally effective agonists in
some cell and promoter contexts would support this idea (5). However,
GW5638 provides a new tool with which to address this issue. This
compound, which does not manifest classical agonist activity in any of
our in vitro assays, was assayed for its ability to inhibit
bone loss in OVX rats. Specifically, BMD in both the lumbar spine and
tibia of 90-day-old OVX rats was assayed after oral administration for
28 days with either 17ß-estradiol or increasing doses of GW5638. The
results shown in Fig. 3A
indicate that significant bone
loss occurred in the lumbar spines of OVX animals over the course of
the 28-day study compared with that in control sham-operated animals,
whereas BMD was maintained in OVX rats treated with estradiol.
Significantly, GW5638 demonstrated dose-dependent bone protective
activity, being as effective as estradiol at a concentration of 3
µmol/kg (1 mg/kg). This is similar to the dose of tamoxifen required
for bone protection in the same model (13, 19, 28). The bone protective
activity observed was not restricted to the lumbar spine, as analogous
results were obtained when tibial BMD was accessed (Fig. 3B
).
Specifically, using the same experimental protocol, it was demonstrated
that GW5638 was effective at maintaining total bone mass, with a very
pronounced effect in the trabecular compartment. This was interesting
in light of the fact that estrogen has previously been shown to
regulate bone turnover in this compartment (27). Together, these data
suggest that GW5638, a novel compound devoid of classical ER agonist
activity when assayed in vitro, functions as an efficient ER
agonist in bone.
In the past it has been shown that compounds that function as ER
agonists in bone, such as estradiol, tamoxifen, and raloxifene, can
also suppress the rise in serum cholesterol associated with ovariectomy
(14, 19). This observation has led to the suggestion that the
mechanisms of ER activity in bone and the cardiovascular system are
very similar. Although it is not clear whether the observed suppression
of serum cholesterol levels is sufficient to explain the decrease in
mortality from cardiovascular disease in postmenopausal women receiving
estrogen replacement therapy, it is accepted as a marker of estrogen
action in the cardiovascular system. To address this issue we assayed
the total serum cholesterol level in OVX rats treated with estradiol or
GW5638 for 28 days. The results shown in Fig. 4
indicated that even at the lowest concentration tested, GW5638 was as
effective as estradiol in decreasing serum cholesterol levels.

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Figure 4. GW5638 suppresses ovariectomy-induced elevations
in serum cholesterol. Serum cholesterol measurements were performed in
blood extracted from groups of 90-day-old OVX rats that were treated
with either estradiol or GW5638 as indicated. Each point
represents the mean serum cholesterol (±SEM) for OVX
control (n = 7), estradiol (n = 7), and GW5638 (n = 7)
as indicated. Asterisks indicate groups significantly
different from the OVX control. The range of serum cholesterol in OVX
animals is indicated (open bar).
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GW5638 is a uterine-sparing ER modulator
To extend our examination of the tissue specificity of GW5638, a
comprehensive analysis of the uterotropic activity of this compound was
performed. In the initial series of experiments we compared the
activities of GW5638 and tamoxifen in the uteri of 21-day-old immature
rats. In this assay we used uterine wet weight as a measure of ER
agonist activity in this tissue (Fig. 5
). When
administered orally, as a single agent, GW5638 did not display any
significant activity over the control value. Note in particular that
this compound was inactive in this assay at 10 µmol/kg, 3 times the
amount required for bone protection (Fig. 3
). In contrast, tamoxifen
demonstrated uterotropic activity at doses as low as 0.1 µmol/kg. We
extended these studies to show that GW5638, but not tamoxifen, could
completely inhibit the agonist activity of estradiol in these rats,
confirming that this compound is a pure antagonist in this tissue under
the conditions of the assay.

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Figure 5. GW5638 does not display ER agonist activity in the
immature rat uterus. Groups of 21-day-old rats were treated orally, as
indicated in Materials and Methods, with vehicle alone,
GW5638, or tamoxifen as single agents or with GW5638 or tamoxifen in
the presence of estradiol. The data shown represent the mean ±
SEM. The ranges of measurements made in estradiol-treated
(shaded bar) and sham-operated animals (open
bar) are indicated.
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In the second series of experiments, uterotropic activity after 28-day
treatments with either GW5638 or estradiol was evaluated in 90-day-old
OVX rats. The results of this analysis, shown in Fig. 6A
, indicate that at doses up to 3 times that required
for bone protection, GW5638 displays minimal uterotropic activity.
Importantly, however, we did not notice any significant differences in
the total body weight of OVX rats treated with GW5638 vs.
that of sham-operated animals. Interestingly, we did observe a very
small, dose-independent, increase in uterine wet weight after OVX. This
is similar to what has been reported by others in rats treated with
raloxifene, in which the activity has been attributed to an increase in
water imbibition (12, 14, 19). In addition to measurements of uterine
wet weight, we performed a histological examination of the uteri
harvested from the same animals [Fig. 7
, AF (low
magnification), and Fig. 8
, AD (high magnification)]. In this
analysis we observed the uterine epithelial cells in rats treated with
GW5638 exhibited a dose-related hypertrophy, whereas the stroma
demonstrated a marginal increase in intercellular connective tissue and
ground substance. At the highest doses of GW5638 (3-fold higher than
that required for bone protection), the epithelial hypertrophy observed
was comparable to that of estradiol-treated uteri, whereas the stromal
response and eosinophilic infiltration were less than those observed in
estradiol-treated rats (compare Fig. 8
, C and D).
Cumulatively, these data indicate that GW5638 possesses marginal ER
agonist activity in the uterus, whereas in bone it functions as an ER
agonist. Thus, GW5638 is a unique ER modulator that manifests ER
agonist and antagonist activity in a tissue-selective manner.

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Figure 6. Effect of GW5638 on uterine wet weight in OVX
rats. Groups of sham-operated or OVX 90-day-old rats were treated for
28 days with vehicle alone, estradiol, or GW5638 as indicated in
Materials and Methods. The results shown represent the
mean uterine wet weight (±SEM) for seven rats per group.
The ranges of measurements made in sham-operated (shaded
bar) and OVX (open bar) animals are indicated.
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Figure 7. Effect of GW5638 on uterine histology in OVX rats.
Comparative histology (low magnification) of uteri from 90-day-old rats
that were sham operated (A), OVX (B), OVX and estradiol treated (C), or
OVX and treated with 1 µmol/kg (D), 3 µmol/kg (E), or 10 µmol/kg
(F) GW5638.
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Figure 8. Effect of GW5638 on uterine histology in OVX rats.
Comparative histology of uteri from 90-day-old rats that were sham
operated (A), OVX (B), OVX and estradiol treated (C), or OVX and
treated with 10 µmol/kg GW5638 (D). Photographs were taken at x150
magnification and subsequently enlarged to a final magnification of
x600.
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Discussion
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Although principally considered a reproductive hormone, it is now
clear that estrogen also regulates key processes in bone, the
cardiovascular system, and the central nervous system (7, 9, 29). These
actions are most obvious in conditions where ovarian production of
estrogens is decreased or absent, such as occurs naturally after
menopause. Under these conditions, women are at high risk for
developing osteoporosis and cardiovascular disease (30) and may develop
changes in vasomotor function that manifest as debilitating hot flashes
(31). Clinically, these symptoms can be treated by the administration
of exogenous estrogens (estrogen replacement therapy) (32, 33).
Unfortunately, in addition to alleviating the undesirable effects
associated with estrogen withdrawal, these compounds exhibit mitogenic
activities in endometrium and breast that may be associated with an
increased risk of cancer in these tissues (32). Although the
association between breast cancer and estrogen replacement therapy is
controversial (34), it is apparent that a tissue-selective compound,
displaying decreased mitogenic activity in breast and uterus, would be
clinically useful.
The development of process-selective compounds in other systems has
been accomplished by targeting specific isoforms of receptors or
enzymes that are expressed in a tissue-restricted manner. This approach
is unlikely to succeed for ER, as it appears as though most of the
actions of estrogen are manifest through a unique receptor. Although a
second ER (ERß) has been identified in rat prostate, it is unclear at
this stage if it plays a role in estrogen endocrinology (35). The
challenge, therefore, is to develop selective estrogen receptor
modulators that possess tissue-specific ER agonist activity(s). This
would not appear possible within the confines of classical receptor
theory, where ligand functions merely as a switch converting a receptor
from an inactive to an active state (7). An extension of this tenet is
that the biological activity of a compound reflects only its receptor
binding affinity and its associated pharmacokinetic properties (7).
However, data presented here and in other studies indicate clearly that
classical receptor theory is not sufficient to explain the activity of
the known ER ligands (36, 37). Although this divergence was first
observed in studies of the nonsteroidal ER ligands, such as tamoxifen,
it has been extended to other modulators, implying that the manner by
which the ER-ligand complex is recognized or used is not identical in
all cells (36, 37, 38). These results and those of others firmly establish
that different ligands acting through the same receptor can manifest
different biologies in different cells (5, 38, 39, 40). The results of this
study show that GW5638, a compound that is mechanistically distinct
from known ER modulators, functions as an agonist in bone and in the
cardiovascular system, but not in the uterus, further solidifying this
concept.
The role of ER in bone and the properties of an ER modulator required
for bone protection are unclear. The results of previous studies and
those presented here indicate that several classes of ER ligands can
protect against bone loss in OVX rats (8, 13, 17, 19, 20). However, the
property that these compounds have in common and that is responsible
for their bone protective activity remains elusive. We do know that the
interaction of the latent receptor with any high affinity ER ligand
induces a structural alteration in the receptor that promotes its
dissociation from inhibitory heat shock proteins (5, 16). However, as
the pure antagonist ICI164,384 effectively activates ER (5), but does
not protect against bone loss, it appears as if some process downstream
of activation is also required for ER activity in this tissue (Baer,
P., T. M. Willson, and D. Morris, unpublished results) (27). In this
signal transduction pathway, after estrogen binding, ER undergoes
spontaneous dimerization, permitting the receptor to interact with DNA
in a high affinity manner. It may be at this stage where divergence
occurs between those ER modulators that protect against bone loss and
those that do not. Although remaining controversial, it appears as if
the pure steroidal antiestrogens, such as ICI164,384 and ICI182,780,
interfere with the interaction of ER with DNA (41). The mechanism of
this inhibitory activity is complex, involving a combination of changes
in nuclear-cytoplasmic shuttling of ER, impaired receptor dimerization,
and acceleration of the rate of ER turnover (25, 26, 41). Clearly,
however, some ICI182,780-activated ER associates with its target DNA
in vivo. In contrast, all other classes of ER ligands,
including GW5638 (Asplin. I., and D. P. McDonnell, unpublished
results), efficiently deliver ER to DNA and do not induce turnover of
the receptor. Thus, the ability to activate ER and deliver the receptor
to DNA is an activity that correlates well with bone protection. It is
also worth noting that all ER ligands examined to date that protect
against bone loss are also effective in suppressing ovariectomy-induced
increases in serum cholesterol. The fact that four distinct classes of
ER modulators act as agonists in both systems implies that the
mechanism by which ER acts in bone and the cardiovascular system is
biochemically linked.
Considering the data presented in this study and previously, we propose
the following models to explain the mechanism of action of ER in bone.
I) Although GW5638 does not display ER agonist activity in our
reconstituted in vitro transcription systems under
conditions where tamoxifen, raloxifene, and estrogen are agonists, it
is possible that on targets relevant to bone protection GW5638 is an
agonist. II) Alternatively, the mechanism by which ER acts in bone may
be different from that in classical ER targets, such that the
definition of agonist must be considered only in reference to the
target cell or a specific process. Thus, if the role of estradiol
within a target cell in bone is to deliver ER to DNA and in some way
alter the transcription rate of a target gene(s) by disrupting the
activity of a negative regulator, then any agent that delivers ER to
DNA would be an agonist. It is worth noting that the only class of ER
modulators examined to date that does not appear to protect against
bone loss in OVX rats is the steroidal pure antiestrogens
(i.e. ICI182,780), compounds that do not efficiently promote
ER-DNA interactions (41). III) A third model for which there is a
considerable amount of supporting preclinical data is the proposal that
activated ER can inhibit the actions of a positive regulator of a gene,
an event requiring activated receptor but not DNA binding. One example
of this activity is regulation of the cytokine interleukin-6 (IL-6)
(42). It has been shown recently that in OVX mice, serum IL-6 levels
rise, leading to an increase in the relative number of osteoclasts to
osteoblasts and a subsequent loss of bone mass (42). The link between
this activity and bone was established when it was shown 1) that
administration of neutralizing antibodies to IL-6 was sufficient to
inhibit osteoclast formation in primary bone cell cultures derived from
neonatal murine calvarie (43), and 2) that mice bearing a genetic
deletion of the IL-6 gene did not demonstrate ovariectomy-induced bone
loss (44). Although other events in addition to IL-6 up-regulation are
likely to be involved in osteoporosis, the observation that the IL-6
promoter is down-regulated upon administration of estrogen makes it a
useful system with which to study ER action. Recently, the molecular
basis of ER regulation of the IL-6 promoter has been determined.
Specifically, it has been shown that both nuclear factor-
B and
C/EBPß are required for IL-6 promoter activity (45, 46, 47).
Interestingly, ER, in the presence of estradiol, physically interacts
with both the rel homology domain of nuclear factor-
B and
the b-Zip region of C/EBPß, blocking their ability to interact with
DNA and subsequently lowering the transcriptional rate of the IL-6
promoter. Mutations within ER that block DNA binding do not affect the
ability of the receptor to block IL-6 production (46). Although the
activity of tamoxifen, raloxifene, or GW5638 has not been tested in
this system, it is likely that they would manifest activities similar
to that of estradiol because they activate ER without inducing receptor
turnover (46). Given what we know about the mechanism of the bone
protective ER modulators and considering the data on IL-6 regulation,
it is possible that classical ER agonist activity is not required for
bone protection. Regardless of which of these models is correct, the
underlying observation is that the role of ER is not identical in all
targets. Thus, by targeting specific activities of ER, tissue (or
process)-specific agonists can be developed.
The identification of GW5638, a compound mechanistically distinct from
tamoxifen, suggests that it may have utility in the treatment of
de novo and acquired resistance to tamoxifen observed in
ER-positive breast tumors (48, 49). In support of this hypothesis, we
have shown that this compound, like the steroidal pure antiestrogen
ICI182,780, will inhibit the partial agonist activity of tamoxifen and
raloxifene in vitro. Additionally, as this compound has less
uterotropic activity than tamoxifen, it may be useful as a breast
cancer chemopreventative. From a more general perspective, the work
presented here and data from other supporting studies clearly
demonstrate that ER transcriptional activity is affected by both the
nature of the bound ligand and the environment in which the receptor
operates, providing a mechanistic basis for the tissue-selective
actions of different ER modulators.
 |
Acknowledgments
|
|---|
We acknowledge the assistance of Valerie Clack and other members
of the laboratory who contributed insightful comments and suggestions
during the course of this work.
 |
Footnotes
|
|---|
1 This work was supported by USPHS Grants DK-48807 and CA-68438 (to
D.P.M.). 
Received December 31, 1996.
 |
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