Endocrinology Vol. 142, No. 1 43-48
Copyright © 2001 by The Endocrine Society
Neuroprotective Effects of Estradiol in Middle-Aged Female Rats1
Dena B. Dubal and
Phyllis M. Wise
Department of Physiology, College of Medicine, University of
Kentucky, Lexington, Kentucky 40536-0298
Address all correspondence and requests for reprints to: Phyllis M. Wise, Department of Physiology, College of Medicine, University of Kentucky, Lexington, Kentucky 40536-0298. E-mail:
pmwise1{at}pop.uky.edu
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Abstract
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Estrogen replacement therapy in postmenopausal women ameliorates
cognitive dysfunction and decreases the risk and/or severity of
neurodegenerative conditions such as Alzheimers disease and stroke.
Furthermore, estradiol exerts neuroprotective effects in a variety of
in vitro and in vivo models of brain
injury. We have previously shown that physiological levels of estradiol
attenuate ischemic brain injury in young female rats. However,
neurodegenerative events occur more frequently in elderly women who are
chronically hypoestrogenic. Therefore, we investigated whether aging
rats remain responsive to the neuroprotective actions of estradiol.
Young (34 months) and middle-aged (912 months) rats were
ovariectomized and treated for 1 week with estradiol before middle
cerebral artery occlusion (MCAO). Regional cerebral blood flow was
monitored in some animals at the time of injury. Brains were collected
24 h after MCAO and infarct volume was analyzed. Our data
demonstrate that in both young and aging rats, low and high
physiological doses of estradiol decrease ischemic injury by almost
50%, compared with oil-treated controls. Additionally, our data
suggest that estradiol acts in both age groups via blood
flow-independent mechanisms, as basal and postinjury blood flow was
equivalent between estradiol- and oil-treated young and aging rats.
These data demonstrate that replacement with physiological levels of
estradiol protects against stroke-related injury in young and aging
female rats and strongly suggest that older animals remain responsive
to the protective actions of estradiol.
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Introduction
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IT IS WELL established that estradiol plays
a critical reproductive role in the brain during fetal and neonatal
development and during adulthood. More recently, it has become
increasingly clear that estradiol also plays an important
nonreproductive neurotrophic and neuroprotective role (for review see
Refs. 2, 3). During development estradiol stimulates
neurite outgrowth and arborization of neuritic branches in organotypic
cultures (4) and in dispersed neuronal cell cultures
(5, 6). In addition, it protects the developing brain
against injury in several experimental models (for review see Ref.
3). In the adult, estradiol stimulates the number of
functional dendritic spines in the CA1 region of the hippocampus
(7, 8) and stimulates synaptogenesis (9). It
also protects against brain injury in the adult: estradiol replacement
in ovariectomized (OVX) rats significantly decreases ischemic injury
(10, 11, 12, 13) and injury induced by other neurotoxic stimuli
(14). Moreover, ischemia-induced brain injury is less
extensive on proestrus when estradiol is high, than on other days of
the estrous cycle (15) and females exhibit less cell death
compared with males (11, 16).
Neurodegenerative conditions such as Alzheimers disease and
cerebrovascular stroke occur more frequently in older postmenopausal
than in young women; therefore, it is important to assess whether
estrogen continues to exert protective actions in the aging brain. The
goals of this study were to determine whether 1) physiological levels
of estradiol decrease the extent of brain injury; 2), middle-aged rats
remain responsive to these modest levels of estradiol; and 3) the
ability of estradiol to protect is mediated by hormone-induced
differences in cerebral blood flow.
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Materials and Methods
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Animals and experimental treatments
Young (34 months, 250300 g BW) and middle-aged (912
months, 350400 g BW) female, Sprague Dawley rats were maintained in a
14-h light, 10-h dark cycle with access to food and water ad
libitum. All procedures are in accordance with the NIH Guide and
have been approved by the University of Kentucky, Medical Center IACUC
Committee. Rats were ovariectomized to eliminate endogenous ovarian
estradiol (n = 814/experimental group) under Metaphane
anesthesia. Immediately after ovariectomy, a SILASTIC brand
(Konigsberg Instruments, Pasadena, CA) capsule,
containing vehicle (sesame oil, Sigma St. Louis, MO) or
180 µg/ml or 1 mg/ml of 17ß-estradiol (Sigma), was
implanted sc into young and middle-aged rats. SILASTIC brand capsules
were made by injecting vehicle or estradiol into tubing that was
0.062/0.125 inches inner/outer diameter and that was capped with 5 mm
of wooden applicator sticks (Fisher Scientific,
Pittsburgh, PA). Capsules were stored in a vial containing oil or the
same concentration of estradiol as was in the capsule until they were
used. Young rats received a 30-mm capsule (volume 0.070 ml); whereas
middle-aged rats received a 40-mm capsule (volume 0.105 ml). The two
doses of estradiol replacement (180 µg/ml and 1 mg/ml) delivered
through SILASTIC brand capsules produce serum levels of estradiol that
are equivalent to basal or proestrous levels observed in the rat
estrous cycle, respectively (17). Approximately half (15
of 38) of the young rats were included in a previously published study
(12). Both the young and middle-aged rats were collected
over the same time interval to ensure that hormone replacement,
surgical methods, and analysis of infarct size and cerebral blood flow
were consistent in all animals.
In vivo cerebral ischemia
One week after ovariectomy and estradiol or vehicle treatment,
rats were anesthetized with a mixture of ketamine/acepromazine
(80.0/0.52 mg/kg, ip). Body temperature was monitored with a rectal
probe and maintained at 36.537.5 C with a heating pad throughout
surgery and recovery. Cerebral ischemia was induced via insertion of a
4/0 (young rats) or 4/0 or 3/0 (middle-aged rats) black monofilament
suture to occlude the middle cerebral artery (n =
814/experimental group). Rats underwent permanent cerebral ischemia
using methods described in detail in our previous publication
(12). Briefly, the right middle cerebral artery (MCA) was
occluded via insertion of a poly-L-lysine coated
monofilament suture (Ethicon) from the right external carotid artery,
through the right internal carotid artery to the base of the MCA. In a
preliminary experiment, insertion of 4/0 and 3/0 sutures was tested to
assess whether equivalent occlusion of the MCA in middle-aged rats
necessitated the use of the larger diameter suture. The data show that
a 3/0 suture (larger diameter) was necessary for successful MCA
occlusion in middle-aged rats (Fig. 1
).

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Figure 1. Ischemic injury is equivalent in young and
middle-aged rats. A, Cerebral ischemia induced by a 4/0 monofilament
suture in young rats (n = 910/group) produced ischemic injury
that is equivalent to (B) cerebral ischemia induced by a 3/0
monofilament suture in middle-aged rats (n = 4/group). C, The 4/0
monofilament suture produced a significantly smaller infarct in
middle-aged females (n = 3/group), compared with young females.
Values represent mean ± SE.
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Histologic preparation
Rats were euthanized using an overdose of ketamine/acepromazine.
Brains were collected 24 h after the onset of ischemia and
sectioned into 1 mm coronal slices using a brain matrix. As previously
described (12), alternate slices were stained in 2%
triphenyltetrazolium chloride (TTC) and then fixed in 10% buffered
formalin. We analyzed total, cortical, and striatal infarct volumes
using coronal sections that span the brain via computer-assisted
imaging (NIH version 1.60). The total and regional areas of injury
present on each coronal section (bregma points +4.2 mm, +2.2 mm, +0.2
mm, -1.8 mm, -3.8 mm) were clearly demarcated by TTC staining, and
measured using NIH Image. Then, for each brain, the areas of injury
from the five coronal sections were integrated to determine total,
cortical, and striatal infarct volumes (mm3).
Blood flow measurements
One week after ovariectomy and treatment, rats (n =
3/experimental group) were anesthetized with a mixture of ketamine and
acepromazine (80.0/0.05 mg/kg ip). Through a craniotomy, a laser
Doppler probe (0.8 mm diameter) was positioned over the surface of the
right parietal cortex (approximately 5 mm posterior to bregma and 4 mm
lateral to the midline). The probe was positioned over an area distant
from large pial vessels to obtain low, stable readings representative
of cortical perfusion (18). The blood flow measurements
were taken from an area that corresponds to the region affected by
cerebral ischemia, as ischemic injury spans the brain from
approximately 4.2 mm anterior to bregma to 5.8 mm posterior to bregma.
Baseline measurements were obtained once a minute for 10 min. Ten
minutes after the onset of ischemia, measurements were obtained once a
minute for 35 min. Data are expressed as averages over 5 min.
17ß-estradiol RIA
Trunk blood was collected at the time rats were killed, and sera
were obtained after centrifugation of the blood. Serum samples were
frozen until the time of assay. Sera (n = 711/experimental
group) were extracted in anhydrous ethyl ether and RIA was conducted
for 17ß-estradiol concentrations using a double-antibody
commercial kit (ICN Biomedicals, Irvine, CA).
Data analysis
All data are expressed as mean ± SE. Infarct
volumes and serum estradiol concentrations were analyzed with one-way
ANOVA. Post hoc analyses were carried out with the Newman-Keuls test.
Baseline laser Doppler measurements were analyzed using the Students
t test. Ischemic laser Doppler measurements were
analyzed using repeated measures ANOVA. All differences were considered
significant at P < 0.05.
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Results
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In a preliminary experiment, we tested whether a larger diameter
suture was required in middle-aged compared with young rats to
effectively occlude the MCA. The data show that a 4/0 suture (smaller
diameter) produced a significantly smaller infarct in ovariectomized
middle-aged rats compared with young rats (Fig. 1
, AC). Whereas a 3/0
suture (larger diameter) produced similar infarct volumes in
middle-aged as a 4/0 suture produced in young ovariectomized rats. We
concluded that the larger diameter suture was necessary for successful
MCA occlusion in middle-aged rats (Fig. 1
, AC). Therefore, we used a
4/0 suture in young rats and a 3/0 suture in middle-aged rats in all
experiments to test whether aging influences the ability of estradiol
to protect against ischemic stroke injury.
We found that estradiol dramatically decreased ischemic brain injury in
both young and middle-aged female rats, compared with respective
oil-treated controls. Figure 2
is a
composite of representative coronal brain sections from oil- and
estradiol-treated, young and middle-aged rats following cerebral
ischemia. Our data clearly show that both doses of estradiol
replacement significantly reduced overall infarct volume as compared
with oil-treated controls in both young (Fig. 3A
) and middle-aged (Fig. 3B
) rats. The
protection afforded by both low and high physiological estradiol
pretreatment was identical in both age groups.

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Figure 2. Representative brain sections from an oil- and
estradiol-treated, young and middle-aged rat after permanent cerebral
ischemia. Infarcted tissue is white, whereas live tissue is darkly
stained by TTC. In the absence of estradiol, brain injury was extensive
in (A) young and (C) middle-aged rats. Physiological estradiol
pretreatment (180 µg/ml) reduced the extent of infarct in both (B)
young and (D) middle-aged rats. The volume of infarct included
significant portions of the cerebral cortex and striatum.
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Figure 3. Estradiol protects against total ischemic brain
injury in young and middle-aged rats. Low and high physiological levels
of estradiol decreased total injury in (A) young (Low E:
P < 0.01; High E: P < 0.03)
and (B) middle-aged (Low E: P < 0.03; High E:
P < 0.01) rats. Values represent mean ±
SE.
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To determine whether estradiols neuroprotective effects in young and
middle-aged rats were region specific, we analyzed treatment effects in
the cerebral cortex (Fig. 4
, A and B) and
in the striatum (Fig. 4
, C and D). Estradiol pretreatment dramatically
and equivalently reduced the cortical infarct in both age groups. In
contrast, estradiol did not decrease the extent of brain injury in the
striatum in young or middle-aged rats.

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Figure 4. Effects of estradiol in cerebral ischemia are
region specific in young and middle-aged rats. Neuroprotective effects
of estradiol were dramatically amplified in the cerebral cortex of (A)
young (Low E: P < 0.01; High E:
P < 0.01) and (B) middle-aged (Low E:
P < 0.05; High E: P < 0.03)
rats. No protective effect of estradiol was observed in the striatum of
either (C) young (P = 0.41) or (D) middle-aged
(P = 0.16) female rats. Values represent mean
± SE.
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We assessed whether estradiol protects the cerebral cortex of young or
middle-aged rats by increasing basal cerebral blood flow, or by
attenuating the extent of ischemic flow following MCAO. Table 1
shows that basal regional cerebral
blood flow was not affected by the presence of estradiol. Because
baseline blood flow was not affected by hormone treatment or age, we
expressed the extent of occlusion as a percentage of baseline. The
results show that estradiol did not protect against injury by affecting
the extent of decreased blood flow in young (Fig. 5A
) or middle-aged (Fig. 5B
) rats.

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Figure 5. Ischemic regional cerebral blood flow (rCBF) does
not differ between oil- and estradiol-treated, young and middle-aged
rats. Ischemia significantly reduced rCBF in oil- and
estradiol-treated, (A) young and (B) middle-aged female rats
(P < 0.0001). Estradiol treatment did not alter
the extent of decrease in regional cortical flow, compared with
respective oil-treated controls in young (P = 0.92)
or middle-aged (P = 0.94) female rats. Panel A of
this figure was modified from Dubal et al. (12 ).
Values represent mean ± SE.
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Figure 6
shows serum estradiol
concentrations produced by insertion of a SILASTIC brand capsule
containing either 180 µg/ml or 1 mg/ml concentrations of estradiol in
young (Fig. 6A
) and middle-aged (Fig. 6B
) rats. The low concentration
of estradiol replacement (180 µg/ml) produced equivalent levels of
estradiol in both age groups. The higher concentration of estradiol
replacement (1 mg/ml) also produced equivalent levels of estradiol in
young and middle-aged rats. Low and high physiological estradiol
replacement in young and middle-aged rats produced serum
17ß-estradiol levels that are equivalent to basal and proestrous
levels circulating in the rat estrous cycle, respectively
(17).

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Figure 6. Serum 17ß-estradiol levels (pg/ml) are
equivalent in young and middle-aged rats that were ovariectomized and
estradiol-replaced. Low and high physiological estradiol
replacement in (A) young and (B) middle-aged rats produced serum
17ß-estradiol levels that are equivalent to basal, circulating levels
and proestrous levels in the rat estrous cycle, respectively. The low
range of sensitivity of the assay was determined to be 4 pg/ml. Values
represent mean ± SE.
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Discussion
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The results of this study clearly establish that estradiol is a
potent protective factor in the aging brain. Our study focuses
attention on the neuroprotective effects of physiological estradiol in
the brain during the middle-aged period of life, when reproductive
cycles become irregular and constant estrous becomes more common. We
demonstrate three important findings. First, pretreatment with low or
high physiological concentrations of estradiol following ovariectomy
exerts striking and equivalent neuroprotection against stroke injury
induced by permanent MCAO in young and middle-aged rats. Second,
estradiols effects are region-specific and equivalently amplified in
the cerebral cortex of young and middle-aged rats. Third, in parallel
to young rats, pretreatment with physiological levels of estradiol
appears to protect the brains of middle-aged rats via blood
flow-independent mechanisms.
Our observation that physiological levels of estradiol replacement
protect the brains of young and middle-aged animals against ischemic
injury highlights the vulnerability of the hypoestrogenic brain to
neurodegeneration. The data suggest that hypoestrogenic, postmenopausal
women may suffer greater consequences from brain injury such as stroke,
compared with their counterparts who receive estradiol replacement
therapy. Using a paradigm of physiological estradiol replacement in
young and middle-aged rats, we specifically investigated effects of
physiological levels of estradiol. Our treatment paradigms produced
serum levels that are equivalent to basal and proestrous levels of
estradiol that circulate in the rat estrous cycle, respectively
(17). Our observations clearly demonstrate that in
middle-aged female rats, the cerebral cortex remains responsive to the
neuroprotective effects of physiological levels of estradiol, compared
with young rats. Whether or not older animals remain responsive to
estradiol is an important question. However, this question is extremely
difficult to approach using the current methods of artery occlusion
because arteries become less elastic and, consequently, occlusion using
the suture method becomes ineffective (19).
Our finding that estradiol replacement following ovariectomy exerts
equivalent neuroprotection between young and middle-aged female rats
was unexpected because the ability of estradiol to stimulate a variety
of hypothalamic responses required to regulate estrous cyclicity is
attenuated in middle-aged rats. This includes attenuation of
estradiols ability to (1) activate GnRH neurons that leads to LH
surges (20, 21, 22) (2), organize diurnal rhythmicity in the
hypothalamic neurotransmitter activity (21, 23) or gene
expression (24, 25), and (3) stimulate progesterone
receptor binding (26). In addition, slightly, but
significantly lower, levels of estrogen receptor-
messenger RNA (mRNA) are expressed in the cerebral cortex of
middle-aged compared with young rats (Wilson, M. E., K. L.
Rosewell, M. L. Kashon, P. J. Shughrue, I. Merchenthaler, and P. M.
Wise, manuscript submitted). For all of these reasons, we had
hypothesized that estradiol would be less able to protect the brains of
older animals against ischemic brain injury. Interestingly,
accumulating evidence from studies in middle-aged peri- and early
postmenopausal women, suggests that, in a parallel manner, the
hypothalamic/pituitary axis of women becomes less responsive to
estradiol (27). Because our data demonstrate that
middle-aged rats remain equally responsive to the neuroprotective
actions of estradiol compared with young animals, our findings imply
that, despite changes in hypothalamic responsiveness, middle-aged women
may continue to remain responsive to the nonreproductive,
neuroprotective actions of estradiol in the cerebral cortex.
Interestingly, in this model of cerebral ischemia, estradiols
neuroprotective actions in young and aging female rats are dramatic and
amplified in the cerebral cortex, compared with the striatum. The
region-specific effect may partially reflect differential blood
perfusion to the cortex and striatum following MCA occlusion
(28). It is possible that because MCA occlusion blocks
blood flow to a greater extent in the striatum compared with the
cortex, more necrotic than apoptotic cell death may occur in the
severely ischemic, striatal region. Data from our laboratory
(29 and our unpublished observations) and others
(30, 31) suggest that estradiol protects through
mechanisms that attenuate apoptosis. Thus, if cell death in the
striatum is predominantly through necrotic mechanisms, we would not
expect protection in the striatum. Furthermore, several lines of
evidence demonstrate that the cerebral cortex is an important target
for estradiol-mediated neuroprotection via estrogen receptor
(ER)-mediated mechanisms (29). We discovered that though
ER
mRNA is not normally expressed in the cerebral cortex or the
striatum of adult rats (32), cerebral ischemia
dramatically and selectively up-regulates ER
, but not ERß, gene
expression in the cortex (29). Furthermore, we
investigated the direct roles of estrogen receptor (ER) subtypes, ER
and ERß, in mediating neuroprotection and found that ER
plays a
pivotal role in the ability of physiological levels of estradiol to
protect the cerebral cortex against ischemia (33).
Other studies have examined ischemic brain injury in older animals
using similar methods (19, 34). However, because the
vasculature becomes less elastic as animals age, it becomes
increasingly difficult to occlude the MCA. Indeed, we found that a
larger diameter suture was required to occlude the MCA to the same
extent in middle-aged rats compared with young rats. Thus, other models
of experimental brain injury have been used to assess the effects of
neurotoxic stimuli in aging animals (35, 36). For example,
older male animals exhibited greater cerebral infarction in response to
focal ischemia (37, 38, 39). However, global ischemia has
resulted in inconsistent effects in older animals, and this may be
related to several variables including strain (15, 40),
sex (35, 39, 41), experimental conditions
(41) and location of the infarct (39).
A previous study reports effects of stroke in gonadally intact
middle-aged female and male rats and found no differences in the extent
of ischemic injury (34), concluding that older female rats
were less responsive to the protective effects of endogenous estradiol.
Several differences between our experimental paradigms may account for
the differences in our conclusions. First, intact, reproductively
senescent rats, display differing levels of ovarian estradiol,
progesterone, and inhibin compared with young rats that depend on the
state of reproductive senescence (42, 43). Because
progesterone has been shown to exacerbate (Hoffman, Muphy, Le, and
Koski, unpublished) and protect (44) against
neuronal injury, it is unclear whether the aging animals used in the
previous study were as vulnerable to injury because of decreased levels
of estradiol or increased levels of progesterone. Second, in the
previous study, some gonadally intact middle-aged rats were exposed to
exogenous estradiol treatment, in addition to endogenous circulating
levels, and this exposure of high levels of estradiol afforded
neuroprotection. In contrast to the previous study, all rats in our
study were ovariectomized to eliminate endogenous ovarian steroids
including estradiol, and then replaced with vehicle or physiological
doses of estradiol. Our use of a controlled endocrine paradigm allowed
us to specifically test whether physiological levels of estradiol
protect the brain against stroke injury.
Estradiol may protect through a variety of cellular and molecular
mechanisms. Previous studies have used pharmacological levels of
estradiol and demonstrated that these high levels can protect the brain
against ischemic injury in transient models of ischemia (10, 45, 46, 47, 48). In some of these studies, pretreatment was not
necessary (10, 47, 48). Whereas, in our previous work that
uses physiological levels of estradiol replacement in a permanent
occlusion model, a pretreatment period was essential to afford
protection (12). From these complementary approaches, we
hypothesize that when the doses are high and/or when the blood flow is
decreased for short periods of time, estradiol may act via nonreceptor
mediated mechanisms, such as decreasing free radical generation
(49, 50, 51, 52), increasing blood flow (11, 45, 47, 53), decreasing intracellular calcium accumulation
(46), inhibiting excitatory amino acid-induced
excitotoxicity (51, 52, 54, 55, 56) or rapidly activating
second messenger signaling pathways (57, 58, 59, 60). On the other
hand, more physiological levels of estradiol replacement are likely to
use estrogen receptors that involve changing gene transcription. We
have previously found that injury and estradiol alter the expression of
several genes, including ER
, ERß, and members of the bcl-2
(29) and immediate early gene family (61).
Our most recent findings demonstrate a functional role for ER
as the
critical estrogen receptor subtype that mediates neuroprotective
effects of physiological levels of estradiol in stroke injury
(33).
In summary, our results clearly establish that estradiol plays a
neuroprotective role in the injured brain in both young and middle-aged
rats. The data strongly imply that older women may also benefit from
the protective effects of estrogen replacement therapy that uses
relatively low concentrations of hormone.
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Footnotes
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1 Supported in part by NIH Grant AG-02224 (to P.M.W.), NIH Predoctoral
fellowship T32-AG-00242 (to D.B.D.), Merck/American Federation for
Aging Research Scholarship (to D.B.D.), and Glenn Foundation/American
Federation for Aging Research Scholarship (to D.B.D.). Some of these
data were presented in a minireview that summarized a symposium
contribution by PMW (1 ). 
Received July 27, 2000.
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